Important Disclosure Information

By accessing this website and the information herein, whether directly or through a third-party platform like LinkedIn or X, you acknowledge and agree to the following:

16Rock Asset Management LLC (“Company”) and its affiliate 16th Amendment Advisors LLC (collectively referred to as “the Firm”) are SEC registered investment advisers located in New York, New York. A copy of the Firm’s current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request by contacting us at [email protected]. You may also obtain copies of this information from the SEC’s investment adviser public information website: www.adviserinfo.sec.gov.

The Firm may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. The Firm’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment- and content-related information, publications, and links to information on such platforms as LinkedIn and X. Accordingly, the publication of the Firm’s website on the Internet should not be construed by any consumer and/or prospective client as Firm’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the Firm with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Upon registration, a copy of the Firm’s current written disclosure Brochure and Form CRS discussing the Firm’s business operations, services, and fees shall be available from Firm upon written request. The Firm does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Firm’s website or incorporated herein, and takes no responsibility, therefore. Further, the Firm and its affiliates will not assume any liability for any loss or damage of any kind as a result of access to, the use of this website, or any of the information it contains or is incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

The content of this website may not be used or considered as an offer to sell or a solicitation of an offer to buy securities, including any interest in any investment fund. Such offers will be made only by distribution of a private placement memorandum, only in compliance with applicable law, only in jurisdictions in which such an offer would be lawful and only to individuals who meet the investor suitability and sophistication requirements set forth in such materials. No information contained or referenced in this website constitutes investment, legal, tax or other advice nor is it to be relied upon in making an investment decision.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Firm), will be profitable or equal any historical performance level(s). No amount of prior experience or success should be construed that a certain level of results or satisfaction will be achieved if the Firm is engaged, or continues to be engaged, to provide investment advisory services.

Our investment strategies are available only to qualified investors who have reviewed detailed information concerning investment terms and risks. Some of the risks may include the following:

Performance can be volatile, and an investor could lose all or a substantial amount of his or her investment.
The strategy may use economic leverage and/or interest rate hedging, which may have an adverse impact.
None of our strategies are intended to provide an investor with an investment program that is diversified or otherwise tailored to suit any investor’s overall investment needs.
An investor’s account may not be liquid or transferable.
Fees and expenses may offset trading profits, if any.
As disclosed in our written disclosure Brochure, we are subject to certain conflicts.

Certain portions of the Firm)’s website (i.e., newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, the Firm) (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Firm), or from any other investment professional. The Firm is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.

Please Note: Limitations. Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services. A fee was not paid by either the investment professional or the investment professional’s firm to receive the ranking. The ranking is based upon specific criteria and methodology (see ranking criteria/methodology). No ranking or recognition should be construed as an endorsement by any past or current client of the investment professional or the investment professional’s firm.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Firm‘s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from the Firm, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Firm’s website, to release and hold harmless the Firm, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from the Firm.